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New EIA Directive 2014/52/EU

Tuesday, May 16, 2017


10 Key Points:

#1 Transposition

Today is transposition day for the new EIA Directive, however the legislation necessary to transpose the Directive into Irish law has not yet been adopted. The Department of Housing, Planning, Community and Local Government has issued a ‘Key Issues Consultation Paper’ and is inviting interested persons to make submissions by 23 May 2017. The proposed approach is to adopt legislation necessary to transpose the mandatory obligations under the EIA Directive, and to leave over other discretionary measures for consideration at a later stage.

Notwithstanding the absence of national transposition legislation, the provisions of the new Directive may be deemed to apply from today, 16 May 2017, under the principle of direct effect, and for that reason applicants and decision-makers should aim to comply with the new Directive from today.

The new Directive is stated to apply (subject to national legislation) to:

  •  Any EIA project initiated or commenced from today; and
  •  Any EIA project proposed prior to today, where no formal process has been initiated before today, i.e.
  • A request for a screening determination;
  • A request for a scoping opinion; or
  • Submission of an Environmental Impact Assessment Report

#2 Objectives

  • The Directive was initially intended to address the following perceived shortcomings in the EIA Directive 2011:
  • Introduce defined terms, to clarify the meaning and purpose of the Directive and give effect to recent EU Court judgments
  • Up-date list of Annex I and II projects requiring EIA
  • Introduce procedures to screen out projects with no likely significant effects
  • Improve the quality of EIS by ensuring that only qualified and accredited experts are involved
  • Introduce explicit controls to address conflicts of interests
  • Streamline the EIA process, and integrate it with other environmental assessments, reduce EIA costs, complexity, time-scale and overall regulatory burden on developers and decision-makers.
  • Explicitly refer to key issues including biodiversity, climate change risks, disaster risk avoidance and resource efficiency

Various proposals and amendments were discussed during negotiations, including the following suggested additions to the Annex I and II list of projects:

Annex I:

Open-cast mining; construction of lines for long-distance railway traffic and of airports; gold mines which use processes involving cyanide ponds; peat extraction, where the surface of the site exceeds 150 hectares; unconventional gas exploration and extraction; overhead, underground or combined overhead and underground electrical power lines, and/or upgrading of such lines, and construction and/or modification of substations; theme parks and golf courses planned for areas of water shortage or at high risk of desertification or drought

Annex II:

Wild capture fishing activities; Research and exploration of minerals and extraction of minerals by marine or fluvial dredging; demolition of projects listed in Annexes I or II.

Ultimately, however, no changes were made to the Annex I and II lists of projects in the new Directive. Some mention of other classes of project can be found in the new recitals, for example Recital (12) refers to projects in the marine environment, and requires that EIA and screening determinations should take into account the characteristics of those projects with particular regard to the technologies used (for example seismic surveys using active sonars) and specific reference is made to the Offshore Petroleum Safety Framework Directive 2013/30/EU. It will have to be seen what role the recitals will play in due course when interpreting the scope of EIA project classes under Annex I and II.

#3 New Definition of EIA

The only new definition is of EIA, which is defined as a process consisting of:

  1. The preparation of an environmental impact assessment report by the developer (there is no reference in the Directive to the term ‘EIS’ and we should probably start referring to the EIS now as the EIA report).
  2. The carrying out of consultations with the public, prescribed bodies and other Member States where transboundary effects have the potential to occur.
  3. The examination by the competent authority of the EIA report, any supplemental information provided by the developer, any information received in consultations.
  4. The recent conclusion by the competent authority on the significant effects of the project on the environment, taking into account the results of the examination referred to in point (3) and, where appropriate, its own supplementary examination; and
  5.  The integration of the competent authority’s recent conclusion on the significance of the effects into its decision to grant, refuse or grant consent with conditions.

As noted above, other definitions were proposed and discussed during negotiations, some of which might have brought welcome clarity to the Directive. For example:

  •  Development consent the decision of the competent authority or authorities which entitles the developer to start with the project.
  • Project – the execution of construction works, or of other installations or schemes, including demolition works directly linked to the execution of construction works, and other interventions in the natural surroundings and landscape, including those involving the research and extraction of mineral resources’
  • Biodiversity – as defined in UN Convention on Biological Diversity
  • Urban historical sites – natural and the built environment and the everyday living experience of their dwellers as well
  • Visual impact – a change in the appearance, or view, of the built or natural landscape and urban areas resulting from the development which can be positive (improvement) or negative (deterioration).
  • Visual impact assessment also covers the demolition of constructions that are protected or those with a strategic role in the traditional image of a place or a landscape.
  • Visual impact assessment shall also cover obvious change of geological topography and any other obstacle such as buildings or walls that limit the view of nature as well as the landscape’s harmony.

None of these proposed definitions were included in the new Directive, however, there are echoes of these proposals in the recitals. For example Recital (16) refers to the protection and promotion of cultural heritage comprising historical sites and landscapes, and provides that “it is important to address the visual impact of projects, namely the change in the appearance or view of the built or natural landscape and urban areas, in environmental impact assessments.”

#4 Screening determinations:

Annex II lists the project types for which EIA may be required, depending on a number of factors such as the size, nature and location of the project. Member States may set national thresholds and/or assess such projects on a case-by-case basis. In Ireland, we apply both approaches so that, where a project falls within a class listed in Annex II but is below the national threshold, unless the likelihood of significant effects can be excluded, the relevant competent authority must carry out a screening exercise to determine whether the proposed project, on its own or in combination with other projects, is likely to have a significant effect on the environment.

One of the more significant changes introduced by the new Directive is the addition of Annex IIA, the information which a developer must provide to the competent authority to inform a screening determination. Annex IIA information includes the following:

  1. A description of the project, including:
  •  the physical characteristics of the whole project and, where relevant, of demolition works;

the location of the project, with particular regard to the environmental sensitivity of geographical areas likely to be affected.

2.  A description of the aspects of the environment likely to be affected by the project.

3.  A description of any likely significant effects, to the extent of the information available on such effects at that time, including:

  • residues and emissions from the production of waste, where relevant;
  • the use of natural resources, in particular soil, land, water and biodiversity

Annex IIA requires information on the physical characteristics of the whole project and Recital (22) to the Directive provides that EIA and screening procedures should take account of “the impact of the whole project in question, including, where relevant, its subsurface and underground, during the construction, operational and, where relevant, demolition phases.” The new Directive confirms that the screening information (and subsequent determination) should include and take account of any mitigation measures proposed by the developer, and the cumulative impacts of the proposed project with other existing and/or approved projects.

Annex IIA provides that the Criteria set out in Annex III shall be taken into account when compiling the Annex IIA information. Annex III sets out the criteria to determine whether Annex II projects should be subject to EIA.

There is some concern that the more formal screening process could result in competent authorities carrying out a ‘mini-EIA’ before the full EIA, and certainly during negotiations it was proposed that the Annex IIA information should be provided in summary format only, that the amount of information should be kept to a minimum and limited to the key aspects that allow the competent authority to make its decision on whether EIA should be required. It was also proposed that the Commission would be granted the delegated authority to amend Annexes IIA, III and IV as required from time to time, for example to adapt to scientific and technical progress, however these proposals were not included in the new Directive.

Other proposals to ensure public participation during the screening process were similarly dropped from the final draft, on the basis that it would be impractical to require public participation within the intended time-limits for screening. Instead, the new Directive requires that members of the public are informed of the screening determination, which must state the reasons for the decision.

The screening determination is based on the criteria set out in Annex III of the Directive. Some changes to Annex III under the new Directive include:

Consideration of the size and design of the whole project

  • Does the design incorporate Best Available Techniques and eco-design principles to ensure sustainability?
  • Cumulation with other existing and/or approved projects 
  •  The risk of major accidents and/or disasters which are relevant to the project concerned including those caused by climate change, in accordance with scientific knowledge.

The environmental sensitivity of the area, with regard to

  • Existing and approved land use
  •  Natural resources and the underground environment
  • Coastal zones and the marine environment

The type and characteristics of the potential impacts

Finally, the new EIA Directive permits member states to set de minimus thresholds below which projects will not require EIA, or screening for EIA. The Department in the ‘Key Issues’ paper has indicated that it does not intend to transpose this provision in the national legislation at this time. Arguably, this may result in Ireland having a more onerous EIA regime than applies in other parts of the EU.

Screening determinations must be made within 90 days of receipt of complete information under Annex IIA, unless the period is extended by the competent authority giving reasons.

#5 Scoping opinions:

A scoping opinion sets out the scope and level of detail required in the EIA report. The new Directive permits member states to provide for mandatory scoping, however the Department does not intend to implement this provision. There is no obligation for public participation however the scoping opinion must be made public and the competent authority is permitted to take into account any unsolicited submissions or observations made by members of the public.

During negotiations on the new Directive there were proposals for developer-friendly provisions which would have limited the ability of competent authorities to revisit the scoping opinion or require additional information, unless there were exceptional circumstances justifying such a requirement. The scoping opinion must have regard to the list of information in the (amended) Annex IV, which sets out the minimum information to be provided in the EIA Report.

There is no time limit under the new Directive for the delivery of scoping opinions.

#6 Quality of EIA:

Developers must ensure that the EIA report is prepared by competent experts. Recital (33) provides that experts involved in the preparation of EIA reports should be qualified and competent. During negotiations on the draft Directive it had been proposed that the EIA report should be prepared by accredited and technically competent experts, but this was deemed impractical.

Competent authorities must have, or have access to, sufficient expertise to examine the EIA report. The competent authority may seek any supplementary information that it requires which is directly relevant to reaching a reasoned conclusion on the significant effects of the project on the environment. Recital (33) provides that “sufficient expertise, in the relevant field of the project concerned, is required for the purpose of its examination by the competent authorities in order to ensure that the information provided by the developer is complete and of a high level of quality.”

A practical suggestion which was discussed during negotiations on the draft Directive was for member states to establish panels or committees of technically competent and independent experts (subject to appropriate guarantees of competence and impartiality) to assist the competent authorities prepare screening decisions and assess applications. There is no reason why member states could not adopt such an approach to ensure access to independent and competent experts on a shared services basis, notwithstanding that it isn’t an obligation under the Directive.

The new Directive requires competent authorities to put in place the necessary administrative measures to avoid conflicts of interest, including appropriate separation between potentially conflicting functions. Competent authorities are required to demonstrate that they have performed their duties in an objective manner, and are not in a situation giving rise to a conflict of interest.

Earlier legislative proposals suggested that potential conflicts could arise where there is a relationship of dependence between the competent authority and the developer, or any links or sub-ordination between them. This could arise, for example, where the competent authority had commissioned the project to be carried out by another body or agency.

#7 Alternatives

It has always been a requirement of EIA to ensure that a proposed development is assessed by reference to alternatives, and the new EIA Directive clarifies that this requirement relates to the reasonable alternatives studied by the developer, which are relevant to the project and its specific characteristics, and an indication of the main reasons for the option chosen, taking into account the effects of the project on the environment.

#8 Decision

A new article 8a specifies the information which must be included in the competent authority’s decision.

  1. A decision to grant consent shall incorporate a least the following information;
  • The reasoned conclusion referred to in Article 1 (2) (g) (iv) on the significant effects of the project on the environment;
  • Any environmental conditions attached to the decision, a description of any features of the project and/or measures envisaged to avoid, prevent or reduce and, if possible offset significant adverse effects on the environment as well as, where appropriate monitoring measures.

2.  A decision to refuse consent shall state the main reasons for the refusal.

Competent authorities must take into account “the results of consultation and the information gathered pursuant to Articles 5 – 7” in the development consent procedure. Under the current Directive competent authorities must only ‘consider’ this information.

The decision should refer to the mitigation measures relied upon, and any post-consent monitoring required to ensure the mitigation is implemented. The parameters, duration and scale of monitoring should be proportionate to the level of potential risk to the environment. Existing monitoring arrangements under other EU and national legislation may be used, as appropriate, so as to avoid duplication.

The new EIA Directive leaves open the question of the efficacy and enforcement of mitigation measures. Proposals discussed during negotiations included provision for remedial or compensatory measures to be carried out if monitoring revealed unanticipated significant adverse environmental effects, however those provisions were excluded from the final Directive. Their echo is found in recital (35), which provides

“Member States should ensure that mitigation and compensation measures are implemented, and that appropriate procedures are determined regarding the monitoring of significant adverse effects on the environment resulting from the construction and operation of a project, inter alia, to identify unforeseen significant adverse effects, in order to be able to undertake appropriate remedial action. Such monitoring should not duplicate or add to monitoring required pursuant to Union legislation other than this Directive and to national legislation.”

#9 Penalties

Member states must ensure that national legislation imposes penalties for non-compliance with the Directive, and such penalties must be effective, proportionate and dissuasive. The Department’s ‘Key Issues’ paper suggests that adequate provisions exist currently in the Planning and Development Act 2000, as amended, but that is perhaps a more nuanced question, particularly where legislation identifies an offence but there is in practice no enforcement body or mechanism.

#10 Joint and Co-Ordinated Procedures

In an attempt to streamline the EIA Directive with other EU Directives on environmental protection, and reduce regulatory burden, the new EIA Directive provides that:

  • Developers should re-use existing information which is already in the public domain and is relevant to the proposed project, for example information in relevant SEA, EIA and AA assessments. The EIA report must, however, contain project and site-specific data.
  • Member states should adopt co-ordinated procedures in which a single competent authority is designated to co-ordinate the assessments of the environmental impacts of a particular project, through the various EU processes for example under SEA, EIA and AA.
  • Member states should adopt procedures which provide for a single holistic assessment to be carried out jointly by more than one authority of the environmental impact of a particular project, as required by the relevant EU legislation (e.g. EIA, IED, Waste Directives).

The EU Commission is obliged to adopt Guidance for member states on the implementation of these procedures, but no such guidance has been published to date.


Alice Whittaker